Expertise
Banking & Financial Market Law
Neupert Vuille Partners advises private individuals, bank clients, and companies on domestic and international banking and financial market matters, as well as financial intermediaries, asset managers, and securities dealers in all areas of banking and financial market regulation, particularly in licensing procedures.
We also represent our clients in dealings with banking institutions in financing matters and in dispute resolution relating to frozen bank accounts and mutual legal assistance proceedings.
As recognised experts in financial market regulation, we support financial institutions and their senior bodies, in particular in FINMA enforcement proceedings and in matters involving the appointment of investigating agents. Many of our team members have gained working experience as legal counsel at FINMA.
Our key areas of expertise include:
- Representation in FINMA supervisory and enforcement proceedings
- Clarification of regulatory status questions and obtaining corresponding FINMA opinions (no-enforcement-action letters)
- Cooperation, financing, and security agreements
- International administrative and legal assistance proceedings relating to financial services
- Proceedings for the release of frozen bank accounts
- Attachments on bank accounts
